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compliance

During the last few years, compliance has assumed top priority in banks and financial services organizations. Several parallel regulatory moves, some of them with far-reaching consequences and tough timelines, have suddenly brought the compliance function unprecedented focus.

Regulations like Basel II bring in degrees of complexity by providing flexible, alternative approaches to banks, and further, by giving local regulators the option to implement local flavors of Basel II.

Banks, the world over, have started making huge investments, largely in IT, in order to comply with these initiatives.

Multiple approaches to compliance can prove expensive. The cost, time, effort and complexity involved also grows exponentially depending on the size of the organization, geographical distribution, as well as the organization & reporting structure.

white papers
generally accepted compliance principles
deriving business benefits from Basel II
implementing Basel II in the compliance continuum
managing costs and targeting value: a view of compliance
operational risk and AML
pillar II: remains of pillar I and the supervisory review process
Integrated Compliance Framework
MiFID: providing a framework for best execution
preparing for MiFID
view all white papers

integrated compliance approach

While these multiple compliance initiatives look like a complex maze for organizations to navigate, in reality, they all focus on enterprise risk management, covering various financial, operational and reputational risks. Banks will do well to run an integrated compliance program - rather than focus on fragmented projects – and, most importantly, use this as a context to re-architect their technology infrastructure.

The "Integrated Compliance" view covers:

      end-to-end coverage of compliance requirements

      identification of opportunities to achieve synergy between multiple initiatives and
      develop a harmonized strategy


integrated compliance view

Integrated Compliance Framework

i-flex Consulting - a trusted business and technology partner

i-flex Consulting has executed multiple projects in the Basel II, AML and SOX compliance arena for reputed banks and financial institutions across the world. i-flex Consulting offers end-to-end business consulting and technology solutions for the following compliance initiatives.

  Basel II

  Basel II standardized approach for US Banks

  AML

  SOX

  MiFID

  case studies     white papers     brochures

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Last updated on : 31-Dec-2007
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